FCA remuneration reform explained: what CP26/27 could mean for firms
The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a…
Solution: Section 166, Skilled Person Reviews & FCA Intervention
-
-
SMCR post-implementation review
Discover how TCC Group designed a collaborative, remote SMCR post-implementation review for a leading general insurer, ensuring ongoing regulatory compliance…
-
SMCR assurance
Learn how TCC Group’s Senior Managers and Certification Regime (SMCR) assurance review helped a leading broker identify critical gaps in…
-
Regulatory due diligence
Discover how TCC Group’s deep regulatory due diligence and cultural assessment helped a large financial planner identify material risks and…
-
Project rescued by RegTech
Using a combination of regulatory insight, automation and intelligent case management, TCC Group transformed a complex review involving more than…
-
Programme management of regulatory risk and remediation
By deploying an experienced Programme Director, TCC Group established robust governance, reporting and risk management frameworks to support the successful…
-
Improving compliance monitoring with conduct risk reviews
Learn how TCC Group’s conduct risk reviews and compliance monitoring support helped a leading insurer satisfy the FCA, upskill its…
-
Designing a more effective and efficient compliance function
Discover how TCC Group redesigned a compliance function for a leading consumer credit firm, establishing clear governance and strengthening regulatory…
-
AML Customer Due Diligence Review
Using a phased review of customer due diligence controls, policies and ongoing monitoring processes, TCC Group provided independent assurance, identified…
-
How FOS reforms will affect financial services firms
Understand how the government’s upcoming Financial Ombudsman Service (FOS) legislative reforms will restrict FOS discretion under the ‘fair and reasonable’…