Why ongoing advice is facing a regulatory reset
See why the FCA’s new regulatory priorities push ongoing advice into an evidencing phase, and what firms need to demonstrate…
Solution: Suitability, Advice Quality & File Reviews
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TCC Group: FCA Review Impact on Advice & Wealth Firms
TCC Group CEO Joe Norburn discusses the FCA’s consolidation review in Wealth DFM, examining what growing consolidation in the advice…
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Key takeaways from CP26/10: Simplifying pensions and investment
Get a concise breakdown of the FCA’s CP26/10 proposals to consolidate COBS 9 and 9A, simplify client information requirements and…
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Modernising consumer redress: What FCA CP26/9 means for firms
The FCA and FOS have proposed major reforms to the UK’s redress framework. Discover what CP26/9 means for complaints handling,…
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Consumer Duty and the next phase of advice regulation
Recently featured in Money Marketing, TCC Group CEO Joe Norburn explains how the FCA’s next phase of Consumer Duty supervision…
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Rethinking ongoing advice to deliver client value
TCC Group CEO Joe Norburn explains why firms need always-on, data-led evidencing of ongoing advice delivery to meet the FCA’s…
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Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms
TCC Group’s Jason Wintie explains why the FCA’s softer tone on ongoing advice reviews doesn’t lessen firms’ obligations to identify…
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Preparing for the motor finance redress scheme is critical
Waiting for the FCA’s final motor finance redress scheme rules is a high-risk strategy. TCC’s Chief Commercial Officer Garry Evans…
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“Show me, don’t tell me”: How AI is transforming compliance
TCC and Recordsure explain why regulators now expect firms to prove compliance with data, not simply assert it, and how…
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Turning motor finance compliance into an opportunity
Learn how early preparation for the FCA’s motor finance redress scheme reduces operational stress, and see practical steps spanning portfolio…