Five takeaways for wealth managers from AI in Compliance
Discover five key takeaways for wealth managers from our AI in Compliance event in London. We explore ‘reasonable steps’ in…
Solution: Compliance AI & RegTech
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FCA softens tone on ongoing advice but keeps focus on value
TCC Group’s Jason Wintie discusses the FCA’s ongoing advice review in Money Marketing, exploring what the regulator’s findings mean for…
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The future of AI in compliance
Find out what TCC and Recordsure’s two-part ‘AI in compliance’ webinar series covers, including how combining generative and predictive AI…
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How to stay ahead of FCA demands and unlock AI’s potential for wealth management compliance
TCC invited wealth management firms to an in-person event on evidencing ongoing advice under the Consumer Duty and using AI…
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FCA redress consultation explained: Key impacts on motor finance
As the Supreme Court’s landmark Johnson ruling and FCA’s redress proposals spark industry debate, learn the 5 key considerations motor…
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Motor finance redress scheme – what do we know now?
The Supreme Court’s ruling on motor finance commission has prompted the FCA to consult on a compensation scheme. This explains…
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Preparing the motor finance industry for the surge in complaints
TCC examines the Court of Appeal’s motor finance commission ruling and the FCA’s expected redress scheme, setting out what brokers…
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Strategic interim resourcing
Discover how strategic interim resourcing can improve compliance, operational resilience and regulatory outcomes. Learn how to measure value beyond day…
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Redefining ongoing advice servicing oversight
TCC and Recordsure used AI to cut an Australian remediation programme from six years to under one, at less than…
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Ongoing advice remains high on the regulator’s radar
TCC Group featured in Money Marketing discussing the FCA’s continued focus on ongoing advice, regulatory expectations and the steps firms…