Are your suitability reviews providing insight or just oversight?
Learn how risk-based suitability reviews can reveal root causes, strengthen Consumer Duty evidence and turn file findings into practical insight.
Service: Managed services
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How to turn suitability file review findings into better customer outcomes
Learn how effective financial advice file reviews can strengthen suitability oversight, support compliance and improve advice quality.
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Remediation of ongoing services under section 166
From investigatory review through to remediation readiness, TCC Group delivered 4,000 complete case files, prepared a further 2,000 cases for…
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Comprehensive UCIS review without the cost burden
By combining UCIS expertise, remediation support and adviser upskilling, TCC Group enabled the client to address historic issues, strengthen its…
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Strategic resourcing: Complex claims handling
From suitability reviewers to technical SMEs and claims handlers, TCC rapidly deployed skilled resource across multiple workstreams to help meet…
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RegTech remediation project
Using a bespoke RegTech solution and a risk-based review methodology, TCC Group completed 5,000 case reviews in four days, reducing…
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RegTech enabled Past Business Review
Using a bespoke combination of AI, robotics and case management technology, TCC Group reduced manual review times from six hours…
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Project rescued by RegTech
Using a combination of regulatory insight, automation and intelligent case management, TCC Group transformed a complex review involving more than…
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Programme management of regulatory risk and remediation
By deploying an experienced Programme Director, TCC Group established robust governance, reporting and risk management frameworks to support the successful…
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Past business review
See how TCC Group rescued a large-scale past business review for a leading adviser network, reviewing twenty-two thousand cases and…