How to stay ahead of FCA demands and unlock AI’s potential for wealth management compliance
TCC invited wealth management firms to an in-person event on evidencing ongoing advice under the Consumer Duty and using AI…
Solution: Suitability, Advice Quality & File Reviews
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FCA redress consultation explained: Key impacts on motor finance
As the Supreme Court’s landmark Johnson ruling and FCA’s redress proposals spark industry debate, learn the 5 key considerations motor…
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Motor finance redress scheme – what do we know now?
The Supreme Court’s ruling on motor finance commission has prompted the FCA to consult on a compensation scheme. This explains…
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Preparing the motor finance industry for the surge in commission complaints
TCC examines the Court of Appeal’s motor finance commission ruling and the FCA’s expected redress scheme, setting out what brokers…
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Redefining ongoing advice servicing oversight
TCC and Recordsure used AI to cut an Australian remediation programme from six years to under one, at less than…
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Why it’s time to rethink your approach to ongoing advice services
Ongoing advice is no longer something firms can manage quietly. This sets out what the FCA’s reviews have found so…
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Ongoing advice remains high on the regulator’s radar
TCC Group featured in Money Marketing discussing the FCA’s continued focus on ongoing advice, regulatory expectations and the steps firms…
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Motor finance redress: Is your firm ready?
Motor finance firms should prepare now for potential FCA redress requirements and rising affordability complaints by strengthening data, governance, customer…
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FCA’s Review: Wealth Managers surprised by positive findings
Explore expert insights on the FCA’s ongoing advice review. Learn about remaining compliance risks, adviser attestation, and why relying on…
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Part 3: FCA’s ongoing advice services review: long term compliance
Learn about long-term compliance in wealth management. Explore proportional file sampling, data collection challenges, and the potential impact of client…