James is a Regulatory Consultant with over 20 years’ experience in Financial Services. He holds many qualifications with the CII and CISI.

Having left the banking sector to join the financial services industry in 1991 James has held a wide range of roles in the FSA/FCA regulated environment, most recently as Compliance Director of a large IFA practice. His areas of expertise include quality of advice and systems and controls.

When not assisting TCC’s clients James enjoys spending time with the family and riding his Triumph motorbike.