T&C Supervisor

Competitive
Contract Opportunity to work remotely

Start date: ASAP

Responsibilities

  • Supervising new and existing Financial Planners in the local Hub / Region.
  • Assessment of Financial Planners ongoing Competence.
  • Identifying areas of improvement, setting in place and monitoring Development Plans.
  • Reporting concerns/risks and providing recommendations where improvements are not being made.
  • Assisting with Regulatory Change programmes involving Planners knowledge, skills and competence.
  • Contributing to the annual Certification process.

Experience and Qualifications

  • QCF4 (Diploma Level)
  • Supervisor Qualification e.g AF6 or J07
  • 3 years or more in a T&C role at an IFA/Wealth Manager

Your data and your rights

TCC (“we”), as Data Controllers, are committed to safeguarding the security, privacy and integrity of the personal information that we process concerning our Associate or prospective Associate personnel. More information about how we handle your personal data and how we use this data in compliance with the EU General Data Protection Regulations (GDPR) can be found in our TCC HR Privacy Policy

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