Protecting your business against non-financial misconduct
Start date: ASAP Responsibilities Supervising new
27/11/20
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Job Board
We are always looking for talented individuals to join our team at TCC. To make sure you are first on our list to call when a new role arises, please send us your CV: resourcing@tcc.group or call 0203 772 7230 to speak to one of our resourcing team.
T&C Supervisor
Competitive
Start date: ASAP
Responsibilities
- Supervising new and existing Financial Planners in the local Hub / Region.
- Assessment of Financial Planners ongoing Competence.
- Identifying areas of improvement, setting in place and monitoring Development Plans.
- Reporting concerns/risks and providing recommendations where improvements are not being made.
- Assisting with Regulatory Change programmes involving Planners knowledge, skills and competence.
- Contributing to the annual Certification process.
Experience and Qualifications
- QCF4 (Diploma Level)
- Supervisor Qualification e.g AF6 or J07
- 3 years or more in a T&C role at an IFA/Wealth Manager
Your data and your rights
TCC (“we”), as Data Controllers, are committed to safeguarding the security, privacy and integrity of the personal information that we process concerning our Associate or prospective Associate personnel. More information about how we handle your personal data and how we use this data in compliance with the EU General Data Protection Regulations (GDPR) can be found in our TCC HR Privacy Policy