Insights

20 years of innovation

How futureproof is your SMCR strategy?

Get the latest insights and regulatory analysis emailed straight into your inbox.

Webinar: How to build a diverse and inclusive culture

Join TCC's Olivia Fahy as she chats with Dr Ajit Menon about how businesses can start building diverse & inclusive cultures.

13/10/21 Go to article

Staying SMCR compliant: when might you need to reassess staff?

12/10/21 Read more

Press Release

Latest wealth industry research reveals shift in investors’ priorities post-COVID

06/10/21 Read more

News

Media enquiries

For all press related queries please contact the marketing team on 0113 261 5876 or email marketing@tcc.group

How will ESG and regulatory shifts transform the wealth industry?

21/09/21 Read more

News

Is more regulatory intervention the answer to the EDI equation?

16/09/21 Go to article

Press Release

TCC Founder Joanne Smith Wins Innovator of the Year at Women in GRC Awards 2021

09/09/21 Read more

Guide to Equity Release advice: the building blocks to great outcomes

From double checking your customer's understanding, to getting all your evidence lined up - here's some of the common weaknesses we see in Equity Release advice, and how to avoid them.

27/08/21 Read more

News

The diversity and inclusion gap: The time for talk is over

19/08/21 Go to article

Watch on-demand: Dissecting the FCA's priorities for wealth management

Our expert panel answers the industry's biggest questions about this year's Business Plan.

05/08/21 Read more

Case studies

Case study: AML Review & Remediation

AML defences reinforced with review

Press Release

09/04/21 Read more

Case study: AML Customer Due Diligence Review

Risk diminished with strengthened customer due diligence

Press Release

09/04/21 Read more

Case study: SMCR post-implementation review

SMCR review brings peace of mind in a chaotic time

Press Release

06/07/20 Read more

Case study: Culture & conduct risk assessment

Connecting the dots: tackling conduct risk with a better culture

Press Release

19/05/20 Read more

Case Study: Outsourced business assurance accelerated by RegTech

Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality!

Press Release

06/02/20 Read more

Press Release

Have your say: State of Business Assurance 2021

Lend your voice to our latest research project.

29/07/21 Read more

News

How to prepare for FCA action on pension transfers

22/07/21 Go to article

Picking up the pieces of the British Steel pension scandal: is it time for redress?

Our Actuarial & Redress Director, Harry Eastwood, gives his two cents on how firms should be preparing for a spike in British Steel complaints.

12/07/21 Read more

News

How has the contingent charging ban impacted the advice industry?

08/07/21 Go to article

News

Is it time for a new approach to leadership?

08/07/21 Go to article

News

Hybrid working: a turning point for Diversity & Inclusion?

06/07/21 Go to article

Get the latest insights and regulatory analysis emailed straight into your inbox

Subscribe now

News

Re-imagining the future of Investment Management

How will hybrid working impact company culture in the Investment Management industry?

05/07/21 Go to article

Suitability lessons learnt from the British Steel pension scandal

Whether the FCA will install a redress scheme for British Steel advisers remains to be seen, but what steps can advice firms take to both avoid a similar pensions crisis in the future and root out potential risk in their back book?

29/06/21 Read more

News