The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a single remuneration framework for in-scope solo-regulated firms. The proposed regime…
As AI becomes more deeply embedded across financial services, firms face growing pressure to demonstrate clear accountability, oversight and governance. While existing frameworks such as Consumer Duty, SMCR and operational…
The FCA has launched consultation CP26/28, proposing significant reforms to the UK Alternative Investment Fund Manager (AIFM) regime. The proposals aim to create a more proportionate, flexible and UK-specific framework,…
The FCA’s proposed Value for Money (VFM) Framework could reshape how workplace pension schemes are assessed, introducing greater transparency, benchmarking and scrutiny by measuring value across investment performance, service quality,…
The FCA’s latest review of outcomes monitoring reinforces that Consumer Duty compliance is about more than producing management information (MI). Firms must be able to demonstrate how they identify customer…
Recently featured in European Business Magazine, TCC Group CEO Joe Norburn explores why the FCA’s Mills Review deserves close attention from financial services firms as AI becomes increasingly embedded in…
Reflect on three years of the FCA’s Consumer Duty in the insurance sector, and learn how leaders are shifting from tick-box compliance to proactive, data-led customer outcomes.
The FCA has urged pension providers to review legacy unit-linked products. Under the Consumer Duty, firms must address complex charging structures, poor data, and outdated designs to ensure fair value.
BNPL is now fully regulated, but authorisation is only the start: firms must evidence affordability, vulnerability support and customer understanding to show the Consumer Duty is delivering good outcomes in…
Lessons from the FCA’s basic bank account mystery shopping review, showing why good customer outcomes depend on testing journeys in practice, not just having a suitable product and compliant governance…
