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Latest Insights

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

Women in Governance, Risk and Compliance: meet TCC and Recordsure’s Joanne Smith

Consumer Duty myth-busting: what do firms need to know?

Two million missed payments and counting: the realities of the cost-of-living crisis

Three rules for turning complaints into valuable lessons

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Lastest Insights

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

Women in Governance, Risk and Compliance: meet TCC and Recordsure’s Joanne Smith

Consumer Duty myth-busting: what do firms need to know?

Two million missed payments and counting: the realities of the cost-of-living crisis

Three rules for turning complaints into valuable lessons

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We connect the dots between culture, compliance and commercial outcomes, providing your business with long-term sustainability.

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Find out more

Listen on-demand: diversity & inclusion webinar series

Listen to our two-part webinar series to find out all you need to know about the hottest topic at the regulator - diversity & inclusion.

05/11/21 Read more
Press Release

Global study, supported by TCC and Recordsure, reveals six post-pandemic changes faced by wealth managers

We’re proud to have been part of a new study of global wealth managers, exposing how providers will need to adapt to investors’ evolving expectations and priorities in the wake of the COVID-19 crisis.

04/11/21 Read more
Press Release

TCC Founder Joanne Smith wins Innovator of the Year at Women in GRC Awards 2021

14/10/21 Read more

Staying SMCR compliant: when might you need to reassess staff?

12/10/21 Read more
Press Release

Latest wealth industry research reveals shift in investors’ priorities post-COVID

06/10/21 Read more
News

How to integrate sustainability into the advice process

05/10/21 Go to article
News

Looking back on two years of SMCR: what has changed?

04/10/21 Go to article

How futureproof is your SMCR strategy?

22/09/21 Read more

How will ESG and regulatory shifts transform the wealth industry?

21/09/21 Read more
News

Is more regulatory intervention the answer to the EDI equation?

16/09/21 Go to article
How-to guides

Guide to Equity Release advice: the building blocks to great outcomes

From double checking your customer's understanding, to getting all your evidence lined up - here's some of the common weaknesses we see in Equity Release advice, and how to avoid them.

27/08/21 Download
News

How to approach the diversity and inclusion challenge

19/08/21 Go to article
Press Release

Have your say: State of Business Assurance 2021

Lend your voice to our latest research project.

29/07/21 Read more

Picking up the pieces of the British Steel pension scandal: is it time for redress?

Our Actuarial & Redress Director, Harry Eastwood, gives his two cents on how firms should be preparing for a spike in British Steel complaints.

12/07/21 Read more
News

How has the contingent charging ban impacted the advice industry?

08/07/21 Go to article
News

Is it time for a new approach to leadership?

08/07/21 Go to article
News

Hybrid working: a turning point for Diversity & Inclusion?

06/07/21 Go to article
News

Re-imagining the future of Investment Management

How will hybrid working impact company culture in the Investment Management industry?

05/07/21 Go to article

Suitability lessons learnt from the British Steel pension scandal

Whether the FCA will install a redress scheme for British Steel advisers remains to be seen, but what steps can advice firms take to both avoid a similar pensions crisis in the future and root out potential risk in their back book?

29/06/21 Read more
News

Addressing the challenge of employee engagement in regulated workplaces

22/06/21 Go to article
Press Release

TCC’s Intelligent Culture Analytics shortlisted for ‘Most Disruptive Financial Sector Technology’ at FStech Awards

Flagship culture platform listed among last year's most ground-breaking new technologies

07/06/21 Read more
News

Lessons from the FCA's DB transfer guidance

20/05/21 Go to article

The one tool that can solve your remote culture challenges

Real-time feedback keeps your business, and your risk management, robust in a fast-moving world.

19/05/21 Read more
How-to guides

eBook: your complete guide to culture change

From accurately assessing company culture, to implementing lasting change and everything in between. Here's what you need to know about culture transformation.

18/05/21 Download
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The Consulting Consortium Ltd is a company registered in England and Wales.
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