The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022
The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022
Listen on-demand: diversity & inclusion webinar series Listen to our two-part webinar series to find out all you need to know about the hottest topic at the regulator - diversity & inclusion. 05/11/21 Read more
Press Release Global study, supported by TCC and Recordsure, reveals six post-pandemic changes faced by wealth managers We’re proud to have been part of a new study of global wealth managers, exposing how providers will need to adapt to investors’ evolving expectations and priorities in the wake of the COVID-19 crisis. 04/11/21 Read more
Press Release TCC Founder Joanne Smith wins Innovator of the Year at Women in GRC Awards 2021 14/10/21 Read more
Press Release Latest wealth industry research reveals shift in investors’ priorities post-COVID 06/10/21 Read more
How-to guides Guide to Equity Release advice: the building blocks to great outcomes From double checking your customer's understanding, to getting all your evidence lined up - here's some of the common weaknesses we see in Equity Release advice, and how to avoid them. 27/08/21 Download
Press Release Have your say: State of Business Assurance 2021 Lend your voice to our latest research project. 29/07/21 Read more
Picking up the pieces of the British Steel pension scandal: is it time for redress? Our Actuarial & Redress Director, Harry Eastwood, gives his two cents on how firms should be preparing for a spike in British Steel complaints. 12/07/21 Read more
News Re-imagining the future of Investment Management How will hybrid working impact company culture in the Investment Management industry? 05/07/21 Go to article
Suitability lessons learnt from the British Steel pension scandal Whether the FCA will install a redress scheme for British Steel advisers remains to be seen, but what steps can advice firms take to both avoid a similar pensions crisis in the future and root out potential risk in their back book? 29/06/21 Read more
Press Release TCC’s Intelligent Culture Analytics shortlisted for ‘Most Disruptive Financial Sector Technology’ at FStech Awards Flagship culture platform listed among last year's most ground-breaking new technologies 07/06/21 Read more
The one tool that can solve your remote culture challenges Real-time feedback keeps your business, and your risk management, robust in a fast-moving world. 19/05/21 Read more
How-to guides eBook: your complete guide to culture change From accurately assessing company culture, to implementing lasting change and everything in between. Here's what you need to know about culture transformation. 18/05/21 Download