What gets looked for during regulatory due diligence?
Insight — 04/06/20
Search Results for (nothing)
10 Results found.
Connecting the dots: regulatory priorities for 2020/21
Insight — 15/04/20
Are you making operational resilience a priority?
Insight — 17/02/20
Don’t be fooled by Brexit uncertainty
Insight — 26/06/19
Case study: Getting GDPR ready
Insight — 01/04/18
New data rules could destroy advisers’ lists
Insight — 28/02/18
Data deadlines: a timeline to prepare for GDPR
Insight — 19/02/18
Webinar: GDPR implementation framework
Insight — 09/02/18
Watch the webinar recording! Now you’ve completed the analysis phase of getting GDPR ready, you’ll know where you need to update the current data you hold and make changes to your policies, procedures and business practices. In this webinar, we provide a 5 step framework to help you transition q
What’s on the culture and conduct horizon for 2018
Insight — 15/01/18
2017 ended on a wave of regulatory scrutiny of firms’ conduct and culture, which will continue into 2018. In the days of the Financial Services Authority (FSA), the focus was on complying with prescribed rules and building controls around them. The FCA then sought to move the focus to a higher pla
The truth exists: 10 common GDPR misconceptions
Insight — 01/12/17