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Latest Insights

How firms should approach British Steel pensions redress

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

RegTech to support Wealth Managers and the Consumer Duty outcomes

A closer look at the FCA’s Consumer Duty expectations

How to prepare for the Consumer Duty’s Price and Value outcome

TCC Founder Joanne Smith makes Innovate Finance’s Women in FinTech Powerlist 2022

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  • TCC transforming compliance and conduct
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Transforming clients' culture and conduct risk in governance, regulation and compliance.

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Lastest Insights

How firms should approach British Steel pensions redress

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

RegTech to support Wealth Managers and the Consumer Duty outcomes

A closer look at the FCA’s Consumer Duty expectations

How to prepare for the Consumer Duty’s Price and Value outcome

TCC Founder Joanne Smith makes Innovate Finance’s Women in FinTech Powerlist 2022

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We connect the dots between culture, compliance and commercial outcomes, providing your business with long-term sustainability.

Insights — Page: 2

Insights, analysis and expert perspectives on the regulatory issues that affect you

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DB transfers

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Find out more

Turbulent times means sound DB advice has never been more important

27/03/20 Read more
How-to guides

Connecting the dots: Your guide to the FCA's Sector Views 2020

11/03/20 Download
News

Culture is at the heart of this year's compliance challenges

04/03/20 Go to article

The FCA's continued spotlight on DB transfer advice

18/02/20 Read more

What are the top risks advice firms should look out for?

22/01/20 Read more
News

What to look for on the acquisition trail

27/11/19 Go to article
News

Independent advice is the way to successfully sell your firm

10/10/19 Go to article
News

Regulating transfers with effective triage

TCC's James Marshall discusses defined benefit transfers with FT Adviser...

18/07/19 Go to article

Regulation in 2019: Our outlook

SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead.

18/02/19 Read more

Could GMP equalisation lead to a shake up of pension redress?

Pension benefits now need to be gender equalised, accounting for the impact of GMP. TCC's Head of Actuarial and Redress, Harry Eastwood, examines...

16/11/18 Read more
News

David Boyhan discusses whether contingent charging is all it's cracked up to be

"We do not necessarily support a contingent charging model, but it is our view that banning the model will not lead to materially better outcomes for customers."

28/06/18 Go to article

Case study: Calculator build and assurance

Redress project streamlined with bespoke calculators

12/06/18 Read more
News

Mixed signals: Will the regulator finally provide clarity over DB transfers?

"Without question, a key area of focus will be the additional guidance on assessing suitability." TCC Associate Director David Boyhan comments...

23/03/18 Go to article
News

What do suitability reports tell us about DB transfer advice?

TCC speaks to Money Marketing.

05/02/18 Go to article
News

The FCA has pension transfer changes in sight

We discuss the FCA's focus on DB pension transfer pricing with FT Adviser's Ima Jackson-Obot

29/01/18 Go to article
News

What you may pay to quit your final salary scheme

We speak to The Times about the high costs some consumers face from DB transfers

12/12/17 Go to article
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