43 Results found.
The best of our online sessions with experts All our online sessions in one place - all you need to know about the latest changes in the regulatory landscape, top tips and best practice for financial services firms. https://vimeo.com/1161822264 Balancing commercial ambition with regulatory discip
Following its joint review with the government on the regulatory boundary between financial advice and guidance, and two consultation papers, the FCA has published its policy statement for the new targeted support regime. The new regulatory framework is designed to provide tailored support for pensi
Redress has become an increasingly important consideration for financial service firms looking to maintain strong governance and manage long-term risk. Whether dealing with historic advice, legacy products or incomplete records, identifying and addressing potential liabilities is a key part of ensur
Ask Harry Eastwood: The challenges of Defined Benefit redress calculations Our Q&A interview with Harry Eastwood, Actuarial and Redress Director at TCC, explores the common obstacles when calculating redress for pension transfer cases. Understanding your redress liability has always been
Ask Harry Eastwood: why provisioning calculations is the best thing for your business This week we talk to Harry Eastwood, TCC's Actuarial and Redress Director, about why provisioning calculations will give you faster and more accurate results. We know that calculating redress can
The British Steel Pensions Scheme (BSPS) redress scheme began in earnest at the end of last month - meaning firms now have until the end of February 2024 to review their advice, conduct redress calculations and provide payments to affected customers. But with such a fast pace of work, how can firms
In the first of our subject matter expert interviews, Anthony Harkess, Client Director at TCC and Head of Specialist Resourcing, sits with David Boyhan, TCC Technical Director, to discuss Defined Benefit Transfers and the challenges the market is currently experiencing. David has over 15 years
The financial sector is currently experiencing a significant surge in acquisitions. And though these can be an efficient way of expanding your distribution, it’s essential you do your homework first to ensure a target firm won’t end up saddling you with hidden liabilities down the road. In Money
The FCA's focus on the DB transfers market is unyielding. And with the regulator continuing to assess the market from the data submitted in regulatory returns, the risk remains that unsuitable advice and poor file quality will catch you out. We’ve conducted thousands of DB transfer file reviews ov
