TCC Group

TCC Group

Trusted compliance partner

05/10/21

How to integrate sustainability into the advice process

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Many firms have noted an increase in clients actively enquiring about sustainability when deciding whether to move forward with an investment. But following the Brexit transition period, there’s currently no formal requirement for these issues to be covered during the fact finding process – so how should firms respond?

TCC’s Technical Director David Boyhan lent his insights to this piece in FT Adviser, commenting on the challenges ahead for firms regarding properly integrating ESG into their KYC and fact finding processes.

Read the article here.

Essential industry insights and analysis of latest critical regulatory priorities

The financial services sector has been abuzz with a variety of pressing issues - from ongoing advice services, motor finance and Consumer Duty expectations, to the crucial role of technology for outcome evidencing.