Compliance in focus: Your experts' guide to Consumer Duty annual assessments
29/02/24
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How to prepare for FCA action on pension transfers
The FCA has again reiterated its intention to step up enforcement action against unsuitable pension transfer advice. What can firms to protect both clients who lost out as a result of poor advice, or their business against further regulatory action.
In FT Adviser, TCC’s Jan Mosalski and Harry Eastwood explore the issue in detail, highlighting the British Steel pension crisis as an example.
Read the article here.