The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022
04/08/22
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Webinar: How to successfully prepare for SMCR submission
In our on-demand webinar, we give practical guidance on making sure your implementation plan is on track to deliver compliance.
From early September, key documents for SMCR implementation should become available on the FCA’s online portal, Connect.
This milestone reminds us more than ever that the regime deadline is just around the corner. Find out what stage you should be at to make sure your implementation plan is on track to deliver compliance.
Watch the on-demand webinar, where we provide practical guidance on:
- What you need to have prepared
- Common things that tend to be missed
- Tips for last minute preparation that will really make a difference