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Consumer Duty: What does the FCA expect from ongoing advice services?
04/04/24
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To improve the knowledge of retail investment advisers, the FCA and CII have introduced an annual examination. Our Senior Regulatory Consultant James Marshall discusses how firms should respond.
To improve the knowledge of retail investment advisers, the FCA and CII have introduced an annual examination. Our Senior Regulatory Consultant James Marshall discusses how firms should respond.
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