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New Consumer Duty: firms are required to have an implementation plan in place by October 2022
27/07/22
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Compliance tip: How to prepare for compulsory reassessments
To improve the knowledge of retail investment advisers, the FCA and CII have introduced an annual examination. Our Senior Regulatory Consultant James Marshall discusses how firms should respond.
To improve the knowledge of retail investment advisers, the FCA and CII have introduced an annual examination. Our Senior Regulatory Consultant James Marshall discusses how firms should respond.
Find out more